Anti-Money Laundering and Countering the Financing of Terrorism Policy

Financial Partners Group will work to prevent money laundering and countering the financing of terrorism (hereinafter, ML/FT) based upon the policy as stated below.

  1. We will adhere to relevant laws and guidelines and establish a system to prevent ML/FT.
  2. The management team recognizes the prevention of ML/FT as a crucial issue in business operations and will actively take proactive steps to address it.
  3. We will identify and assess risks related to ML/FT and take appropriate measures to reduce these risks based on the results.
  4. We will eliminate transactions with inappropriate customers, including antisocial forces, by conducting confirmation at the time of transactions in accordance with applicable laws and regulations and through appropriate customer management.
  5. When we detect suspicious transactions, we promptly report them to the authorities.
  6. We will conduct periodic verification and audits of our system for the prevention of ML/FT, and strive for continual improvement.
  7. We will continually conduct trainings to ensure that all officers and employees have a thorough knowledge and understanding of the prevention of ML/FT.